Unclaimed
Scott Tarnowicz is a financial advisor with Mesirow Financial, Inc., working in the CHICAGO, IL office. Scott has been in the industry since March 22, 2007. Scott's professional licenses include Series 7, Series 52TO, Series 63 and Series 65 licenses. Scott is registered to sell securities in 13 states. Mesirow Financial, Inc. is based in CHICAGO, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/27/2013 - Present
Mesirow Financial, Inc. (CHICAGO IL)
CT
03/07/2007 - 06/11/2013
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
IA
Issued 08/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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