Unclaimed
Scott Stimson is an Investment Advisor Representative with Voya Financial Advisors, Inc. Scott is a seasoned professional with a long history in the financial industry, having been active since 1996. Scott is registered to provide investment advice in Connecticut, New York, and Texas. Scott also holds Series 6, 7, 63, and 65 licenses and has earned the SIE designation. Scott has previously worked with ING Financial Advisors, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company and Tower Square Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/24/2012 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
03/08/2007 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
MA
09/15/2005 - 03/29/2007
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/15/2005 - 03/29/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
02/20/1996 - 04/06/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 12/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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