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Scott David Singer

Pershing LLC

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About Scott David Singer

Scott Singer is a financial professional with over 15 years of experience in the industry. Scott currently works at Pershing LLC and has previously worked at SUPERFUND USA, INC., SIP NORDIC AMERICA LLC, SUPERFUND ASSET MANAGEMENT INC., PERSHING TRADING COMPANY, L.P. Scott is registered with FINRA as a General Securities Representative. Scott has passed the Series 3, Series 7, Series 24, Series 55, Series 63, and Series 7TO exams.

Firm Information

Scott Singer is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Singer’s Registration & Firm History

NY

07/29/2021 - Present

Pershing LLC (NEW YORK NY)

NY

11/01/2011 - 06/06/2012

SUPERFUND USA, INC. (NEW YORK NY)

NJ

02/10/2011 - 10/28/2011

SIP NORDIC AMERICA LLC (JERSEY CITY NJ)

NY

10/30/2008 - 05/11/2010

SUPERFUND USA, INC. (NEW YORK NY)

NY

10/01/2008 - 11/17/2008

SUPERFUND ASSET MANAGEMENT INC. (NEW YORK NY)

NJ

09/09/2005 - 01/29/2008

PERSHING LLC (JERSEY CITY NJ)

NJ

11/22/1995 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2020

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2009

Series 3 - National Commodity Futures Examination

BC

Issued 02/12/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott David Singer.
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