Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Shames is a financial advisor who has been working in the industry since 1996. Scott is currently registered with A.G.P. / Alliance Global Partners. Scott has previously held positions at National Securities Corporation, VFinance Investments, Inc, Ehrenkranz King Nussbaum, Inc., Ehrenkranz King Nussbaum, Bluestone Capital Corp., Dalton Kent Securities Group, Inc., IAR Securities Corp., Investors Associates, Inc., and Smith, Benton & Hughes, Inc. Scott has a wide range of experience in the financial industry and is able to offer clients a variety of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
07/19/2022 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
03/27/2012 - 07/19/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/17/2003 - 12/17/2012
VFINANCE INVESTMENTS, INC (NEW YORK NY)
NY
12/21/2001 - 04/28/2003
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
11/14/2001 - 12/21/2001
EHRENKRANTZ KING NUSSBAUM (NEW YORK NY)
NY
06/29/2001 - 11/13/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
NY
06/05/1998 - 07/11/2001
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
04/23/1997 - 05/13/1998
IAR SECURITIES CORP. (NEW YORK NY)
NJ
11/01/1996 - 05/09/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
CA
09/07/1996 - 10/24/1996
SMITH, BENTON & HUGHES, INC. (LOS ANGELES CA)
BOTH
Issued 11/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2019
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Scott Shames is the right advisor for you? Invested Better is here to help.
