Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Schwesig is a registered representative with Wells Fargo Advisors Financial Network, LLC. Scott has been in the industry since January 27, 2000. Scott is licensed to provide investment advice in 53 states and 2 provinces. Scott also holds the following licenses: Series 3, Series 6, Series 7, Series 9, Series 10, Series 24, Series 66, and the SIE. Scott's previous employers include Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc., FFP Securities, Inc. and PFIC Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/20/2018 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
01/01/2008 - 06/05/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
12/02/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
05/18/2004 - 11/28/2005
FFP SECURITIES, INC. (CHESTERFIELD MO)
TN
01/25/2000 - 05/18/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
BOTH
Issued 10/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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