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Scott David Preston

Preston Investments

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About Scott David Preston

Scott David Preston is a registered Investment Advisor Representative with Preston Investments, a firm based in Kingman, AZ. Scott has been in the industry since 1998 and has a Series 6, 7, 24, 63, and 65 licenses. Scott has a strong background in financial planning, portfolio management, and estate planning. Scott is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Scott Preston is currently registered with Preston Investments. Preston Investments is an investment advisor with $84 million in regulatory assets under management and 2,000 clients. Preston Investments offers portfolio management for individuals and selection of other advisors. The firm specializes in serving individuals, charitable organizations, pension and profit sharing plans, and high-net-worth individuals. They offer wrap fee programs.

$84.00M

Assets Under Management

4

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Preston’s Registration & Firm History

AZ

04/24/2019 - Present

Preston Investments (KINGMAN AZ)

AZ

02/16/1999 - 10/31/2018

CETERA ADVISORS LLC (KINGMAN AZ)

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Licenses & Designations

IA

Issued 05/13/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/06/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Scott David Preston.
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