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Scott David Peterson

Keybanc Capital Markets Inc.

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About Scott David Peterson

Scott Peterson is a financial advisor with Keybanc Capital Markets Inc. located in San Francisco, California. Scott has over 17 years of experience in the financial services industry. Scott has a Series 7, Series 63 and Series 79TO. Scott is registered with the state of California. Prior to joining Keybanc Capital Markets Inc., Scott was employed at Truist Securities, Inc., BMO Capital Markets Corp. and J.P. Morgan Securities LLC.

Firm Information

Scott Peterson is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Peterson’s Registration & Firm History

CA

06/10/2021 - Present

Keybanc Capital Markets Inc. (San Francisco CA)

CA

11/18/2016 - 11/13/2020

TRUIST SECURITIES, INC. (SAN FRANCISCO CA)

CA

09/05/2014 - 10/05/2016

BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)

CA

10/01/2008 - 09/03/2014

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

CA

09/08/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

NY

04/06/1995 - 07/28/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott David Peterson.
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