Unclaimed
Scott Peterson is a financial advisor with Keybanc Capital Markets Inc. located in San Francisco, California. Scott has over 17 years of experience in the financial services industry. Scott has a Series 7, Series 63 and Series 79TO. Scott is registered with the state of California. Prior to joining Keybanc Capital Markets Inc., Scott was employed at Truist Securities, Inc., BMO Capital Markets Corp. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/10/2021 - Present
Keybanc Capital Markets Inc. (San Francisco CA)
CA
11/18/2016 - 11/13/2020
TRUIST SECURITIES, INC. (SAN FRANCISCO CA)
CA
09/05/2014 - 10/05/2016
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
10/01/2008 - 09/03/2014
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
09/08/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
NY
04/06/1995 - 07/28/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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