Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Pangbourne is a financial advisor at Icapital Markets LLC. Scott has over 25 years of experience in the financial services industry. Prior to joining Icapital Markets LLC, Scott was a financial advisor at WELLS FARGO SECURITIES, LLC. Scott is a Series 7, Series 63, Series 24 and SIE licensed professional. Scott has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/23/2020 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/01/2018 - 09/15/2020
WELLS FARGO SECURITIES, LLC (New York NY)
VA
05/13/2016 - 07/31/2018
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
NY
09/26/2013 - 09/24/2015
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
05/08/2007 - 06/25/2013
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/17/2003 - 06/01/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/14/1996 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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