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Scott David McAnaney

Pershing LLC

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About Scott David McAnaney

Scott McAnaney is a financial advisor with Pershing LLC, based in Jersey City, New Jersey. Scott has been in the financial industry since May 2004 and has held prior positions at firms including TD Prime Services LLC, Merrill Lynch Professional Clearing Corp., BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Goldman, Sachs & Co. Scott is licensed in the United States.

Firm Information

Scott McAnaney is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott McAnaney’s Registration & Firm History

NJ

01/24/2023 - Present

Pershing LLC (JERSEY CITY NJ)

NY

02/25/2022 - 05/18/2022

TD PRIME SERVICES LLC (NEW YORK NY)

NY

07/19/2019 - 04/28/2021

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

01/23/2019 - 04/28/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

09/15/2008 - 05/06/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/24/2011 - 11/29/2018

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

02/07/2001 - 12/19/2006

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/31/2013

Series 24 - General Securities Principal Examination

BC

Issued 07/28/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott David McAnaney.
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