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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Martin is a financial advisor with Wells Fargo Clearing Services, LLC, with over 24 years of experience in the financial industry. Scott is registered with the state of Maryland and Oklahoma. Scott specializes in working with individuals, high-net-worth individuals, corporations, and institutions. Scott holds the Series 7, 9, 10, and 66 licenses, as well as the SIE exam. Scott also holds the Certified Financial Planner designation. Scott previously worked with A. G. Edwards & Sons, Inc. and FISERV INVESTOR SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/02/2018 - Present
Wells Fargo Clearing Services, LLC (ANNAPOLIS MD)
MD
07/07/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ANNAPOLIS MD)
TX
11/19/1999 - 07/13/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BOTH
Issued 07/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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