Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Lambert is a financial professional with over 25 years of experience in the industry. Scott has a strong track record of success in providing portfolio management services to clients, including transition management services. Scott's most recent experience was with Elevation, LLC, where he provided investment services. He has also worked at BTIG, LLC, and JonesTrading. Scott holds Series 7, 24, 55, 57TO, and 63 licenses. Scott is currently registered with Anos Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Portfolio transition management services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees based on transition accounts-item 10 in brochure
1
2
NY
02/20/2024 - Present
Anos Capital, LLC (NEW YORK NY)
NC
05/13/2022 - 02/07/2024
ELEVATION, LLC (CHARLOTTE NC)
CO
09/04/2007 - 01/06/2012
BTIG, LLC (ASPEN CO)
CO
09/01/1994 - 03/29/2007
JONESTRADING (ASPEN CO)
NY
11/09/1989 - 08/07/1994
S.G. WARBURG & CO. INC. (NEW YORK NY)
NY
10/25/1984 - 05/17/1988
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 05/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/01/2024
Series 57TO - Securities Trader Exam
BC
Issued 05/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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