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Scott David Kremeier

Piper Sandler & Co.

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About Scott David Kremeier

Scott Kremeier is a financial professional with over 15 years of experience in the industry. Scott is currently a Registered Representative at Piper Sandler & Co., a leading investment bank and financial services firm. Scott has held previous roles at Houlihan Lokey Capital, Inc. and JMP Securities LLC. Scott holds FINRA Series 7, Series 63, Series 79, and SIE licenses. Scott's experience and qualifications make him a valuable resource for clients seeking investment banking and financial advisory services.

Firm Information

Scott Kremeier is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Kremeier’s Registration & Firm History

IL

03/21/2023 - Present

Piper Sandler & Co. (Chicago IL)

IL

03/05/2014 - 04/14/2023

HOULIHAN LOKEY CAPITAL, INC. (CHICAGO IL)

CA

10/03/2007 - 01/02/2014

JMP SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott David Kremeier.
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