Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kramer is a financial advisor with over 28 years of experience in the financial services industry. Scott is currently registered with Raymond James & Associates, Inc. in Lancaster, PA. Prior to joining Raymond James, Scott worked at RBC Capital Markets, LLC for 20 years, and also held positions at Tucker Anthony Incorporated, First Union Capital Markets Corp., First Clearing Corporation, Meridian Securities, Inc., and NYLIFE Securities Inc.. Scott holds the Series 7, Series 6, Series 52, Series 63 and Series 79TO licenses. Scott specializes in providing financial advice to individuals, corporations, and other businesses, insurance companies, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions. Scott is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/31/2022 - Present
Raymond James & Associates, Inc. (Lancaster PA)
PA
01/02/2002 - 01/15/2022
RBC CAPITAL MARKETS, LLC (LANCASTER PA)
MA
04/18/1999 - 01/14/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NC
05/18/1998 - 04/16/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
08/19/1996 - 06/02/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NA
05/15/1995 - 08/21/1996
MERIDIAN SECURITIES, INC.
NY
08/28/1991 - 06/19/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1994
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/27/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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