Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Huffman is a financial advisor with over 36 years of experience in the financial services industry. Currently, Scott is registered with Raymond James Financial Services Advisors, Inc. in Florida and Texas. Scott has also held previous positions with UBS Financial Services Inc., Prudential Securities Incorporated, Smith Barney Shearson Inc., and First Miami Securities, Inc. Scott has a strong background in investment advising, financial planning, and portfolio management. Scott has a passion for helping clients reach their financial goals and is committed to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
12/06/2022 - Present
Raymond James Financial Services Advisors, Inc. (KEY LARGO FL)
FL
09/12/2003 - 03/30/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CORAL GABLES FL)
NJ
07/14/2000 - 10/02/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/02/1993 - 08/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/13/1991 - 11/17/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
FL
02/19/1986 - 05/23/1991
FIRST MIAMI SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 09/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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