Unclaimed
Scott Horner is a financial advisor with over 30 years of experience in the financial industry. Scott has worked with a variety of clients, including individuals, families, businesses, and charitable organizations. Scott is a registered representative of Cetera Investment Advisers LLC, a leading independent broker-dealer and registered investment advisor. Scott specializes in providing a comprehensive range of financial planning services, including investment management, retirement planning, college savings, and estate planning. Scott is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/01/2022 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
06/13/2005 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Phoenix AZ)
CA
02/04/2000 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
03/02/1998 - 02/17/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/22/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
AZ
03/02/1992 - 08/20/1996
NORCROSS & COMPANY (PHOENIX AZ)
NA
07/26/1990 - 02/28/1992
CENPAC SECURITIES CORP.
IA
Issued 02/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/11/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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