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Scott David Horner

Cetera Investment Advisers LLC

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About Scott David Horner

Scott Horner is a financial advisor with over 30 years of experience in the financial industry. Scott has worked with a variety of clients, including individuals, families, businesses, and charitable organizations. Scott is a registered representative of Cetera Investment Advisers LLC, a leading independent broker-dealer and registered investment advisor. Scott specializes in providing a comprehensive range of financial planning services, including investment management, retirement planning, college savings, and estate planning. Scott is committed to helping his clients achieve their financial goals.

Firm Information

Scott Horner is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Horner’s Registration & Firm History

AZ

11/01/2022 - Present

Cetera Investment Advisers LLC (PHOENIX AZ)

AZ

06/13/2005 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (Phoenix AZ)

CA

02/04/2000 - 06/13/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

NY

03/02/1998 - 02/17/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

01/02/1998 - 03/02/1998

DAIN RAUSCHER INCORPORATED

TX

07/22/1996 - 01/02/1998

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

AZ

03/02/1992 - 08/20/1996

NORCROSS & COMPANY (PHOENIX AZ)

NA

07/26/1990 - 02/28/1992

CENPAC SECURITIES CORP.

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Licenses & Designations

IA

Issued 02/14/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 06/06/2000

Series 4 - Registered Options Principal Examination

BC

Issued 07/11/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott David Horner. Review regulatory record here.
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