Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Hocker is a financial advisor with over 17 years of experience in the financial services industry. Scott is currently registered with Raymond James Financial Services Advisors, Inc. in Lees Summit, Missouri. Scott is a licensed broker and investment advisor representative. He holds licenses for Series 6, Series 7, Series 63, and Series 66 exams. Scott previously worked with MML Investors Services, LLC in Overland Park, Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
12/15/2021 - Present
Raymond James Financial Services Advisors, Inc. (Lees Summit MO)
KS
06/15/2020 - 12/10/2021
MML INVESTORS SERVICES, LLC (Overland Park KS)
MO
07/31/2006 - 10/06/2009
AMERICAN FAMILY SECURITIES, LLC (INDEPENDENCE MO)
BOTH
Issued 09/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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