Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Henry is a registered representative with Jefferies LLC, working out of their Los Angeles branch office. Scott has been in the financial services industry since November 30, 2009. Scott has passed the Series 7, Series 63, SIE and Series 79TO exams, which allow Scott to offer a variety of financial services to clients. Scott is currently licensed to provide financial services in Florida. Prior to joining Jefferies LLC, Scott was a registered representative with ABN AMRO Incorporated, ING Barings LLC, Prudential Securities Incorporated and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/14/2023 - Present
Jefferies LLC (LOS ANGELES CA)
CT
06/01/2001 - 09/23/2004
ABN AMRO INCORPORATED (STAMFORD CT)
CT
04/30/2001 - 05/29/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
01/31/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
04/15/1997 - 02/07/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/27/1990 - 04/01/1997
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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