Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Hammer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since August 9, 1995 and has held previous roles with several other firms including WELLS FARGO ADVISORS, LLC, ALLSTATE FINANCIAL SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., UBS FINANCIAL SERVICES INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, FIDELITY BROKERAGE SERVICES, INC. and BEAR, STEARNS & CO. INC.. Scott is licensed in several states and specializes in providing financial planning and investment advice to a range of clients, including individuals, families, businesses, and institutions. Scott has also been involved in various business ventures outside of the financial services industry, including real estate development and ownership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
05/16/2012 - 10/12/2016
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
08/16/2007 - 05/30/2012
ALLSTATE FINANCIAL SERVICES, LLC (IRVING TX)
TX
11/19/2004 - 05/10/2007
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NJ
02/02/2001 - 12/17/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
08/19/1998 - 02/07/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
RI
01/10/1995 - 10/16/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
02/16/1994 - 08/25/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 08/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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