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Scott David Gunderson

Bluerock Capital Markets LLC

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About Scott David Gunderson

Scott Gunderson is a financial advisor with Bluerock Capital Markets LLC. Scott has over 25 years of experience in the financial services industry and has held positions at several prominent firms, including Emerson Equity LLC, Cantor Fitzgerald & Co., and Realty Capital Securities, LLC. Scott is licensed to sell securities in several states, including Minnesota, North Dakota, South Dakota, and Wisconsin.

Firm Information

Scott Gunderson is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Gunderson’s Registration & Firm History

CA

08/12/2019 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

CA

10/01/2018 - 08/15/2019

EMERSON EQUITY LLC (SAN MATEO CA)

NY

01/15/2016 - 08/20/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

02/15/2012 - 12/08/2015

REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)

CO

06/13/2011 - 02/01/2012

CURIAN CLEARING, LLC (DENVER CO)

VA

12/15/2010 - 01/21/2011

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

MA

06/19/2007 - 11/02/2010

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

NJ

03/22/2001 - 06/04/2007

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

WI

04/01/1997 - 03/06/2001

INVEST FINANCIAL CORPORATION (APPLETON WI)

WI

10/13/1993 - 04/01/1997

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

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Licenses & Designations

BC

Issued 10/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott David Gunderson.
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