Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Griffiths is a financial advisor with over 13 years of experience in the financial services industry. Currently, Scott is a registered representative with Osaic Wealth, Inc., located in Scottsdale, Arizona. Prior to joining Osaic Wealth, Inc., Scott has held positions at several other firms, including Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, SagePoint Financial, Inc., Feltl & Company, and Questar Capital Corporation. Scott is registered in Arizona and California. His areas of specialization include retirement planning, investment management, insurance, and estate planning. Scott holds Series 7, Series 24, Series 52TO, Series 53, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/31/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/09/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
02/09/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
03/05/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
03/05/2019 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
03/05/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
04/22/2015 - 03/06/2019
FELTL & COMPANY (PLYMOUTH MN)
MN
07/27/2010 - 04/24/2015
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 10/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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