Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Goldchain is a financial advisor with N.a. Investcorp LLC. Scott has been in the industry since June 2, 2018. Scott has passed the Series 7, 7TO, 63, SIE, and Series 24 exams. Scott is registered in California, Alabama, Georgia, Illinois, New York, Ohio, and Virginia. Scott has previously worked at PARKBROOK CAPITAL LLC, ITAU BBA USA SECURITIES, INC., and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/08/2021 - Present
N.a. Investcorp LLC (Santa Monica CA)
NY
10/17/2013 - 03/10/2014
PARKBROOK CAPITAL LLC (NEW YORK NY)
NY
12/14/2011 - 08/28/2013
ITAU BBA USA SECURITIES, INC. (NEW YORK NY)
NY
10/11/2005 - 02/07/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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