Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Garber is an advisor registered with LPL Financial LLC, a firm with over $50 billion in regulatory assets under management. Scott has been in the financial industry since 1999 and has experience in providing financial planning, portfolio management and other services to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations and other investment advisors. Scott is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR). He is currently licensed in 37 states and is registered to provide advisory services in Arizona, Florida and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/01/2024 - Present
LPL Financial LLC (TEMPE AZ)
AZ
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
08/27/2002 - 03/01/2019
QUESTAR CAPITAL CORPORATION (TEMPE AZ)
MD
02/08/2000 - 09/03/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
CT
09/07/1999 - 01/26/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 09/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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