Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Fries is a financial professional with over 27 years of experience in the industry. Currently, Scott is a Registered Representative with First Trust Advisors LP, a firm that offers investment advisory services. Previously, Scott worked for a number of other firms, including Invesco Distributors, Inc., Van Kampen Funds Inc. and Kemper Distributors, Inc.. Scott holds the Series 6, 7, 63, 79TO and SIE licenses and is a Chartered Financial Analyst. Scott also manages rental properties in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
05/27/2016 - Present
First Trust Advisors LP (WHEATON IL)
TX
06/01/2010 - 06/14/2010
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IL
04/25/1997 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
03/14/1996 - 03/19/1997
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
TX
01/03/1995 - 02/29/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 11/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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