Unclaimed
Scott Erisman is a financial advisor with U.S. Bancorp Investments, Inc. Scott has been in the financial industry for over 25 years, offering financial advice and services to individuals, businesses, and institutions. Scott is registered to provide investment advice in several states, including Arkansas, Georgia, Illinois, Kansas, Louisiana, Missouri, New Mexico, Ohio, Oklahoma, and Texas. Scott is also licensed as a Registered Representative, holding Series 6, 7, 63, 65, and 66 licenses. He specializes in investment management, financial planning, and retirement planning. Scott is dedicated to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MO
06/10/2024 - Present
U.s. Bancorp Investments, Inc. (Joplin MO)
NJ
01/03/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
12/17/1998 - 01/03/2000
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
TX
02/01/1994 - 10/20/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
RI
11/16/1990 - 03/24/1992
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BOTH
Issued 05/23/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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