Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Erickson is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the securities industry since 1983 and has worked with a number of firms prior to joining Merrill Lynch in 2009. Scott is registered with the Financial Industry Regulatory Authority (FINRA) as well as several states. Scott specializes in providing advisory services for high-net-worth individuals, corporations, and institutions, among others. Scott also offers a variety of investment services including portfolio management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKELAND FL)
FL
04/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAKELAND FL)
FL
03/03/1989 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NA
12/23/1987 - 04/15/1989
BARNETT BOND SERVICE, INC.
NA
09/27/1986 - 09/21/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
09/22/1983 - 12/31/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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