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Scott David Butler

Northwestern Mutual Investment Services, LLC

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About Scott David Butler

Scott Butler is a financial advisor with Northwestern Mutual Investment Services, LLC. Scott has been in the financial services industry since October 21, 1990. Scott is registered as a registered representative and an investment adviser representative in Maryland. Scott has Series 6, 7, 9, 10, 24, 63, and 66 securities licenses and the SIE exam. Scott is also registered to offer securities in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Utah, Virginia, Washington, and Wisconsin.

Firm Information

Scott Butler is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

10045 Red Run Blvd

OWINGS MILLS, MD 21117

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Butler’s Registration & Firm History

MD

09/04/2003 - Present

Northwestern Mutual Investment Services, LLC (OWINGS MILLS MD)

WI

10/22/1990 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 5/23/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/23/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/27/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/26/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott David Butler.
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