Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ames is a financial professional with over 7 years of experience in the industry. Scott is currently registered with Cascadia Capital, LLC. Scott has previously held positions at LAZARD MIDDLE MARKET LLC and CRAIG-HALLUM CAPITAL GROUP LLC. Scott holds the following licenses: Series 63, SIE, Series 62, and Series 79. Scott is licensed in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
05/24/2022 - Present
Cascadia Capital, LLC (Minneapolis MN)
MN
02/27/2018 - 02/16/2022
LAZARD MIDDLE MARKET LLC (Minneapolis MN)
MN
11/18/2014 - 01/22/2018
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
BC
Issued 05/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/17/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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