Unclaimed
Scott Barth is a financial advisor with Thrivent Investment Management Inc. and has been in the industry since 1991. Scott Barth is registered in Wisconsin, Arizona, Florida, Georgia, Hawaii, Illinois, Iowa, Minnesota, New Mexico, and South Dakota. Scott Barth holds Series 6, 7, 24, 63, and 66 licenses and has passed the SIE exam. Scott Barth is a registered Investment Advisor Representative in Wisconsin. Scott Barth specializes in working with high-net-worth individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
07/01/2002 - Present
Thrivent Investment Management Inc. (MADISON WI)
MN
07/03/1991 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 03/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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