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Scott Darin Zambon

Pruco Securities, LLC

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About Scott Darin Zambon

Scott Darin Zambon is an investment professional with over 25 years of experience in the financial services industry. Scott is currently registered with Pruco Securities, LLC, and is based in Irvine, CA. Scott has previously worked with several firms, including Vision 4 Fund Distributors, Foreside Fund Services, LLC, GNV Advisors, LLC, AllianceBernstein Investments, Inc., American Funds Distributors, Inc., Dean Witter Reynolds Inc., and The Stuart-James Company, Incorporated. Scott specializes in providing investment advice and services to individuals and businesses.

Firm Information

Scott Zambon is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Scott Zambon’s Registration & Firm History

CA

06/09/2020 - Present

Pruco Securities, LLC (IRVINE CA)

AZ

01/03/2019 - 07/11/2019

VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)

ME

05/30/2018 - 11/13/2018

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

IL

02/12/2014 - 07/21/2017

GNV ADVISORS, LLC (CHICAGO IL)

MO

11/06/2009 - 08/12/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (TOWN AND COUNTRY MO)

CA

08/30/1994 - 03/06/2009

AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)

NY

06/25/1990 - 02/23/1993

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

CO

02/16/1990 - 03/17/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BC

Issued 01/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Darin Zambon.
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