Unclaimed
Scott McCarthy is a financial professional with over 14 years of experience in the industry. Scott is currently registered with Pentegra Distributors Inc. in Shelton, Connecticut and holds Series 6, 63, and SIE licenses. Scott is registered in 8 states, including Connecticut, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/16/2009 - Present
Pentegra Distributors Inc. (SHELTON CT)
BC
Issued 08/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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