Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Daniel Delity is a financial advisor who has been in the industry since April 2015. Scott is currently registered with Wells Fargo Clearing Services, LLC in California and Texas. Scott has been with Wells Fargo Clearing Services, LLC since August 2019, but has also worked for Charles Schwab & Co., Inc. and Wells Fargo Advisors, LLC in the past. Scott offers a range of advisory services including financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers. Scott provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/15/2019 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
TX
01/30/2018 - 07/31/2018
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
10/23/2014 - 09/11/2017
CHARLES SCHWAB & CO., INC. (HOUSTON TX)
CA
11/04/2013 - 10/07/2014
WELLS FARGO ADVISORS, LLC (SAN MATEO CA)
IA
Issued 12/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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