Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Constable is a financial advisor with over 20 years of experience in the industry. Scott currently works at LPL Financial LLC, where Scott is registered with the state of Oregon. Scott is a registered representative with FINRA and has also worked as a financial advisor at other firms including D.A. Davidson & Co., WELLS FARGO CLEARING SERVICES, LLC, M HOLDINGS SECURITIES, INC., M FINANCIAL SECURITIES MARKETING, INC., FIFTH THIRD SECURITIES, INC., and MORGAN STANLEY DW INC.. Scott holds several licenses including Series 66, Series 9, Series 10, Series 24, Series 7, and the SIE. Scott has experience with various investment strategies and can help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/23/2018 - Present
LPL Financial LLC (BEND OR)
OR
01/31/2017 - 01/09/2018
D.A. DAVIDSON & CO. (BEND OR)
OR
05/13/2013 - 02/01/2017
WELLS FARGO CLEARING SERVICES, LLC (BEND OR)
OR
10/05/2007 - 05/13/2013
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
OR
03/18/2009 - 02/10/2010
M FINANCIAL SECURITIES MARKETING, INC. (PORTLAND OR)
OH
03/15/2002 - 08/23/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
09/07/2000 - 07/05/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Constable is the right advisor for you? Invested Better is here to help.
