Unclaimed
Scott McIntyre is a financial advisor with Hilltop Securities Inc. and Hilltop Securities Asset Management, LLC. Scott has been a registered representative since January 4, 1999. Scott has licenses in several states including Arizona, Florida, Maine, and Texas. Scott is also a Chartered Financial Analyst. Scott has experience in various financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/04/2021 - Present
Hilltop Securities Inc. (Austin TX)
TX
01/05/1999 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (AUSTIN TX)
BC
Issued 01/13/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1994
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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