Unclaimed
Scott Dale Wellman is a financial advisor registered with Allstate Financial Services, LLC. He is also registered in the states of Kentucky, Ohio and West Virginia. Scott has been in the industry since April 27, 1996 and has held several licenses and registrations throughout his career. Scott has a Series 6, 7, 26, 51, and 63 licenses and is a registered principal. He is also a Registered Representative and Investment Advisor Representative in Kentucky, Ohio and West Virginia. He has been employed by Allstate Financial Services, LLC since September 8, 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
09/08/2000 - Present
Allstate Financial Services, LLC (Ashland KY)
NJ
01/07/1993 - 05/19/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/07/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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