Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Whitney is a financial professional with over 25 years of experience in the financial services industry. Scott holds the Series 7, Series 63, Series 24 and Series 79TO securities licenses. Scott is currently registered with Bbva Securities Inc. and is licensed in Connecticut, New York and Texas. Scott has previously worked at UBS Securities LLC, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/26/2014 - Present
Bbva Securities Inc. (NEW YORK NY)
TX
07/13/1999 - 10/10/2013
UBS SECURITIES LLC (HOUSTON TX)
NY
06/07/1999 - 07/16/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/21/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
10/22/1996 - 02/12/1997
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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