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Scott D Sprandel

Zacks Investment Management, Inc.

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About Scott D Sprandel

Scott D. Sprandel is a registered investment advisor representative of Zacks Investment Management, Inc. Scott has been in the securities industry since 2007. Scott holds the Series 7, Series 63, and Series 65 licenses and the SIE exam. Scott is registered with the state of Illinois and is also registered with FINRA.

Firm Information

Scott Sprandel is currently registered with Zacks Investment Management, Inc.. Zacks Investment Management, Inc. is an investment management firm based in Chicago, Illinois. They offer a range of services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. The firm creates and manages quantitative investment models licensed to sponsors of UITS and ETFs. They manage over $10 billion in assets for various clients, including individuals, high net worth individuals, pension and profit sharing plans, corporations, and other investment advisors. They also offer wrap fee programs.
Zacks Investment Management, Inc.

10 S. RIVERSIDE PLAZA

CHICAGO, IL 60606

$10.56B

Assets Under Management

25

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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creates and manages quantitative investment models that are licensed to sponsors of uits and etfs

Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Scott Sprandel’s Registration & Firm History

IL

08/12/2015 - Present

Zacks Investment Management, Inc. (CHICAGO IL)

IL

05/23/2001 - 08/30/2002

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

MO

10/12/1998 - 03/27/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

IL

12/03/1996 - 10/14/1998

JOHN DAWSON & ASSOCIATES, INC. (CHICAGO IL)

OK

10/26/1995 - 11/18/1996

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

FL

02/03/1994 - 11/15/1995

STEIN, SHORE SECURITIES, INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 03/14/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/11/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Scott D Sprandel. Review regulatory record here.
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