Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Mundal is a financial advisor with over 28 years of experience in the financial services industry. Scott is registered as a broker-dealer with LPL Financial LLC and has a Series 7, Series 24, Series 51, and Series 63 securities licenses. Scott is also a registered investment advisor in Minnesota and Texas. Previously, Scott was employed with Raymond James Financial Services, Inc. and Edward Jones. Scott has a strong track record of providing personalized financial advice to individuals, families, and businesses. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
05/19/2022 - Present
LPL Financial LLC (MORRIS MN)
MN
12/10/2001 - 03/08/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (MORRIS MN)
MO
09/09/1993 - 11/23/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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