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Scott D Mickey

Tiaa-Cref Individual & Institutional Services, LLC

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About Scott D Mickey

Scott Mickey is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC, registered with the state of Indiana. Scott's experience in the financial industry began in 2000 with Woodbury Financial Services, Inc. and he has been with TIAA since 2014.

Firm Information

Scott Mickey is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Scott Mickey’s Registration & Firm History

IN

10/06/2014 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CARMEL IN)

IN

11/13/2009 - 09/16/2014

PNC INVESTMENTS (INDIANAPOLIS IN)

IN

05/23/2007 - 11/13/2009

NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)

IN

11/17/2000 - 04/16/2007

WOODBURY FINANCIAL SERVICES, INC. (CARMEL IN)

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Licenses & Designations

IA

Issued 05/05/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2009

Series 7 - General Securities Representative Examination

BC

Issued 11/16/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott D Mickey. Review regulatory record here.
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