Unclaimed
Scott D. Cooper is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Brean Capital, LLC and is licensed in 25 states. Scott has a strong background in the securities industry, with previous experience at Gleacher & Company Securities, Inc. and Broadpoint Descap.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2012 - Present
Brean Capital, LLC (NEW YORK NY)
NY
10/16/2008 - 06/19/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
07/03/2003 - 10/16/2008
BROADPOINT DESCAP (NEW YORK NY)
BC
Issued 07/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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