Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott D. Burns is a financial advisor with Raymond James & Associates, Inc. Scott has been in the industry since 1989. Prior to joining Raymond James & Associates, Inc., Scott was with RBC Capital Markets, LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Bear, Stearns & Co. Inc., and Prudential Securities Incorporated. Scott is a registered representative in Arizona, California, Colorado, Idaho, Michigan, Nevada, New York, North Carolina, and Oregon. Scott has a Series 39, Series 31, Series 7, and Series 22 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/09/2023 - Present
Raymond James & Associates, Inc. (BEVERLY HILLS CA)
CA
05/01/2019 - 12/07/2023
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
CA
02/18/2010 - 05/06/2019
WELLS FARGO CLEARING SERVICES, LLC (BEVERLY HILLS CA)
CA
06/01/2009 - 03/05/2010
MORGAN STANLEY SMITH BARNEY (BEVERLY HILLS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
03/22/2007 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
CA
06/23/2006 - 03/23/2007
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
CA
04/16/2001 - 06/26/2006
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
NY
10/28/1999 - 04/02/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/17/1996 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/04/1993 - 12/10/1996
SMITH BARNEY INC. (NEW YORK NY)
CA
05/15/1992 - 06/07/1993
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
NA
07/27/1987 - 12/02/1987
THE TAGGART COMPANY LTD.
NA
10/02/1984 - 03/13/1987
SILVERMAN UNGAR, INCORPORATED
NA
09/04/1986 - 02/20/1987
DIRECT CAPITAL CORPORATION
NA
10/09/1985 - 04/16/1986
OAK CREEK SECURITIES, INCORPORATED
NA
09/07/1984 - 07/31/1985
CARIBOU PACIFIC SECURITIES CORPORATION
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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