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Scott Curtis Bradford

Tradition Securities AND Derivatives LLC

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About Scott Curtis Bradford

Scott Curtis Bradford has been in the securities industry since 2001. Currently, Scott Bradford is registered with Tradition Securities And Derivatives LLC and has 5 years of experience with the firm. Previously, Scott Bradford was registered with AGENCY TRADING GROUP, INC. and NAVILLUS SECURITIES, INC. Scott Bradford is registered in 6 states and has passed 8 securities exams. Scott Bradford holds the following licenses: Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 62, Series 63, and SIE.

Firm Information

Scott Bradford is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Bradford’s Registration & Firm History

MN

09/05/2019 - Present

Tradition Securities AND Derivatives LLC (Wayzata MN)

MN

02/27/2007 - 09/10/2019

AGENCY TRADING GROUP, INC. (WAYZATA MN)

MN

09/29/2003 - 11/21/2005

AGENCY TRADING GROUP, INC. (WAYZATA MN)

PA

07/18/2000 - 10/24/2003

NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 08/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/26/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Curtis Bradford.
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