Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Soenen is a financial advisor with United Brokerage Services, Inc. Scott has been in the financial industry since 2005. Scott has a broad background in financial services, working with a variety of clients and firms including Wells Fargo Clearing Services, LLC, TRUIST INVESTMENT SERVICES, INC., CUNA Brokerage Services, Inc., and Northwestern Mutual Investment Services, LLC. Scott is registered to provide investment advice in both North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
SC
12/21/2023 - Present
United Brokerage Services, Inc. (Mount Pleasant SC)
SC
04/12/2022 - 12/06/2023
TRUIST INVESTMENT SERVICES, INC. (MOUNT PLEASANT SC)
SC
02/03/2022 - 03/29/2022
WELLS FARGO CLEARING SERVICES, LLC (MOUNT PLEASANT SC)
IA
07/06/2021 - 11/03/2021
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
SC
08/12/2019 - 09/09/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENVILLE SC)
CO
10/20/2017 - 06/24/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
12/07/2012 - 10/09/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
SC
09/13/2010 - 11/08/2012
BB&T INVESTMENT SERVICES, INC. (CHARLESTON SC)
NC
06/04/2008 - 08/31/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
11/05/2003 - 05/27/2008
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 01/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Soenen is the right advisor for you? Invested Better is here to help.
