Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Craig Halyard is a financial advisor with over 25 years of experience in the industry. Scott is currently registered with MUFG Securities Americas Inc. and has previously worked at Scotia Capital (USA) Inc., Castleoak Securities, LP, Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Prudential Securities Incorporated, and IDS Life Insurance Company. Scott is licensed in Series 3, 7, 24, 63 and SIE exams. Scott is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/24/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
03/04/2011 - 05/24/2021
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
10/17/2006 - 02/17/2011
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
06/19/2003 - 06/07/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/23/2001 - 06/23/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/29/1994 - 05/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
03/29/1994 - 04/17/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/29/1994 - 04/17/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 11/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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