Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Craig Brookes is a registered investment advisor representative with Sharkey Howes & Javer Inc., a firm headquartered in Denver, CO. Scott is registered in Colorado, and holds Series 6, 7, and 63 licenses. Scott has been working in the financial industry since 1987. Prior to joining Sharkey Howes & Javer Inc., Scott was employed by Woodbury Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott is primarily focused on portfolio management for businesses and individuals. The firm specializes in providing financial planning, pension consulting and educational seminars. Sharkey Howes & Javer Inc. works with individuals, high net worth individuals, charitable organizations and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/27/2006 - Present
Sharkey Howes & Javer Inc. (DENVER CO)
CO
08/25/2004 - 11/30/2006
WOODBURY FINANCIAL SERVICES, INC. (DENVER CO)
NY
03/14/2003 - 06/10/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/18/1998 - 11/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
08/16/1996 - 08/08/1997
INVESCO FUNDS GROUP, INC. (HOUSTON TX)
NA
09/22/1987 - 08/31/1988
WADDELL & REED, INC.
IA
Issued 03/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Scott Brookes is the right advisor for you? Invested Better is here to help.
