Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Cory Pierce is a financial advisor with Santander US Capital Markets LLC. Scott has over 25 years of experience in the financial industry and holds the Series 7, Series 63, Series 99TO and SIE licenses. Scott is registered with the state of Connecticut. Prior to joining Santander US Capital Markets LLC, Scott worked at BANC OF AMERICA SECURITIES LLC, J.P. MORGAN SECURITIES INC. and J.P. MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DE
12/22/2009 - Present
Santander US Capital Markets LLC (NEWARK DE)
NY
03/10/2006 - 09/15/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/23/2001 - 07/09/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/31/1994 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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