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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Corey Flood is an investment advisor representative registered with Cambridge Investment Research Advisors, Inc.. Scott Corey Flood has been in the industry since August 18, 1999. Scott Corey Flood is registered in the following states: Connecticut, Florida, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Texas. Scott Corey Flood is also registered as an Investment Advisor Representative in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
06/29/2020 - Present
Cambridge Investment Research Advisors, Inc. (Scarsdale NY)
NY
12/03/2002 - 07/09/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SCARSDALE NY)
NY
07/01/2002 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NE
07/14/1999 - 01/31/2002
ICAPITAL MARKETS LLC (OMAHA NE)
NJ
03/22/1999 - 10/27/1999
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
IA
Issued 08/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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