Unclaimed
Scott Duxbury is a registered representative with Bay Crest Partners, LLC and has been in the industry since 2003. Scott has a wide range of experience in the financial services industry and has held several positions at various firms including Tigress Financial Partners, LLC, Rise Financial Services, LLC, Quattro M Securities Inc., Auerbach Grayson & Company LLC, and JonesTrading. Scott holds Series 7, 24, 55, 57TO, and SIE licenses. He is currently registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/12/2024 - Present
BAY Crest Partners, LLC (NEW YORK NY)
NY
09/11/2020 - 03/11/2024
TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)
FL
01/10/2022 - 09/14/2022
RISE FINANCIAL SERVICES, LLC (MIAMI BEACH FL)
NY
09/13/2019 - 09/01/2020
QUATTRO M SECURITIES INC. (NEW YORK NY)
NY
11/04/2016 - 10/19/2017
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
NY
12/19/2014 - 11/01/2016
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
CT
09/05/2013 - 12/05/2014
JONESTRADING (COS COB CT)
NY
04/19/2011 - 09/06/2012
RENCAP SECURITIES, INC. (NEW YORK NY)
NY
08/03/2000 - 04/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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