Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Cohn is a registered investment advisor with Northwestern Mutual Investment Services, LLC. Scott is a financial professional based in Los Angeles, California. Scott has been in the financial services industry since April 3, 2010. Prior to joining Northwestern Mutual, Scott was an advisor with Ameriprise Financial Services, LLC, Chase Investment Services Corp., and Wells Fargo Investments, LLC. Scott has a Series 66, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
10/26/2012 - 03/30/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Agoura Hills CA)
CA
07/01/2010 - 07/08/2011
CHASE INVESTMENT SERVICES CORP. (GRANADA HILLS CA)
CA
02/22/2008 - 06/15/2010
WELLS FARGO INVESTMENTS, LLC (NORTHRIDGE CA)
BOTH
Issued 03/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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