Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Clifton Kimpson is a financial advisor with over 20 years of experience in the industry. Scott has been registered with J.P. Morgan Securities LLC since September 2020, and previously held registrations with Avantax Investment Services, Inc., 1ST GLOBAL CAPITAL CORP., Gunnallen Financial, Inc, Invest Financial Corporation, and Raymond James & Associates, Inc.. Scott holds several licenses including Series 4, 7, 9, 10, 24, 52, 53, and 66. Scott is a registered representative in Texas, Illinois and several other states. Scott specializes in providing financial planning, portfolio management, and pension consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/23/2020 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
10/25/2019 - 08/25/2020
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
07/09/2008 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
FL
12/15/2004 - 04/10/2008
GUNNALLEN FINANCIAL, INC (TAMPA FL)
WI
08/17/2004 - 09/15/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
05/01/2001 - 08/03/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/26/2000 - 04/10/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2018
Series 4 - Registered Options Principal Examination
BC
Issued 12/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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