Unclaimed
Scott Woodcock is a registered representative with Neuberger Berman BD LLC. Scott has been in the financial industry for over 20 years. Scott is a Chartered Financial Analyst and holds Series 7, Series 63, and SIE licenses. Prior to joining Neuberger Berman BD LLC, Scott was employed by J.P. MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/19/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/05/2001 - 04/28/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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